Our Staff has compiled our research into a database of FINRA Broker Disclosures for Bancroft Capital, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nicol Malas | 3266287 | 3 | 06/07/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nicol Malas | 3266287 | 3 | 07/20/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |