Our Staff has compiled our research into a database of FINRA Broker Disclosures for Bancroft Capital, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Allante Alexander McGant | 7826131 | 3 | 12/08/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Allante Alexander McGant | 7826131 | 3 | 12/08/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Allante Alexander McGant | 7826131 | 3 | 12/08/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicol Malas | 3266287 | 3 | 01/06/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Nicol Malas | 3266287 | 3 | 06/07/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nicol Malas | 3266287 | 3 | 07/20/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Morales | 6116497 | 1 | 12/02/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jason Diamond | 1519498 | 2 | 07/25/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jason Diamond | 1519498 | 2 | 12/24/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |