Our Staff has compiled our research into a database of FINRA Broker Disclosures for Syndicated Capital, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Travus Hoffman Pope | 3147104 | 2 | 04/10/2019 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| John Lane Graves | 227826 | 1 | 03/01/2017 | Customer Dispute | Settled | $13,310.50 | $0.00 | See FINRA Report |
| Julia Rong Cheng | 2125753 | 3 | 06/21/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian Edward Vanwinkle | 2316075 | 7 | 05/06/2014 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Julia Rong Cheng | 2125753 | 3 | 03/24/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brian Edward Vanwinkle | 2316075 | 7 | 09/22/2004 | Customer Dispute | Closed-No Action | $40,000.00 | $0.00 | See FINRA Report |
| Brian Edward Vanwinkle | 2316075 | 7 | 08/26/2004 | Customer Dispute | Settled | $83,000.00 | $0.00 | See FINRA Report |
| Brian Edward Vanwinkle | 2316075 | 7 | 02/25/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Julia Rong Cheng | 2125753 | 3 | 07/09/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David L Petray | 1974569 | 11 | 10/26/1998 | Customer Dispute | Settled | $11,000.00 | $0.00 | See FINRA Report |