Our Staff has compiled our research into a database of FINRA Broker Disclosures for Syndicated Capital, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Travus Hoffman Pope | 3147104 | 2 | 04/10/2019 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| John Lane Graves | 227826 | 1 | 03/01/2017 | Customer Dispute | Settled | $13,310.50 | $0.00 | See FINRA Report |
| Julia Rong Cheng | 2125753 | 3 | 06/21/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David L Petray | 1974569 | 11 | 01/10/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David L Petray | 1974569 | 11 | 10/20/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David L Petray | 1974569 | 11 | 09/14/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David L Petray | 1974569 | 11 | 09/20/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David L Petray | 1974569 | 11 | 08/27/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Edward Vanwinkle | 2316075 | 7 | 05/06/2014 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| David L Petray | 1974569 | 11 | 11/20/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |