Our Staff has compiled our research into a database of FINRA Broker Disclosures for First Palladium, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Allan Swanson | 2274247 | 1 | 12/10/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kristina L Mefferd | 6782246 | 1 | 08/27/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Lenard Jessup | 4382228 | 1 | 09/13/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jacen Darrel Work | 2647664 | 1 | 06/17/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Denton | 5467009 | 1 | 06/17/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |