Our Staff has compiled our research into a database of FINRA Broker Disclosures for First Palladium, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Allan Swanson | 2274247 | 1 | 12/10/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kristina L Mefferd | 6782246 | 1 | 08/27/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adam Justin Rehmer | 4145422 | 1 | 09/03/2013 | Customer Dispute | Withdrawn | $430,828.00 | $0.00 | See FINRA Report |
| Steven Lenard Jessup | 4382228 | 1 | 09/13/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jacen Darrel Work | 2647664 | 1 | 06/17/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Denton | 5467009 | 1 | 06/17/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul James Kingsman | 4369761 | 1 | 08/05/2003 | Customer Dispute | Denied | $5,520.00 | $0.00 | See FINRA Report |
| Thomas Hudson Williams | 1186357 | 1 | 11/06/2001 | Customer Dispute | Settled | $356,000.00 | $0.00 | See FINRA Report |
| Robert Jakobsen Uth | 3172229 | 1 | 01/13/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |