Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David G Miller | 4887424 | 2 | 08/07/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David G Miller | 4887424 | 2 | 04/19/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Keith Nelson | 4050793 | 6 | 01/22/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Scott W Liggett | 5132168 | 1 | 07/01/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |