Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tim David Hakes | 2399374 | 4 | 01/19/2024 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Thomas Stolberg | 5678544 | 1 | 10/31/2023 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Douglas Jon Lode | 4134521 | 1 | 10/31/2023 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Garth James Lurvey | 4729301 | 4 | 08/21/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Wyatt Schrepfer | 6990837 | 1 | 05/10/2022 | Customer Dispute | Pending | $150,000.00 | $0.00 | See FINRA Report |
| Steven Joseph Vander Velde | 5493806 | 2 | 08/24/2021 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Joe Don Hildebrand | 3106548 | 2 | 03/15/2021 | Customer Dispute | Settled | $2,200,000.00 | $0.00 | See FINRA Report |
| Brad David Holdhusen | 4568168 | 1 | 03/15/2021 | Customer Dispute | Settled | $2,200,000.00 | $0.00 | See FINRA Report |
| Matthew Keith Nelson | 4050793 | 6 | 02/16/2021 | Customer Dispute | Settled | $2,200,000.00 | $0.00 | See FINRA Report |
| Steven Christopher Nelson | 4596418 | 1 | 12/04/2020 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |