Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter Edward Cunningham | 2400211 | 9 | 07/15/2010 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
| Andrew Gordon McDonald | 1142357 | 5 | 05/03/2000 | Customer Dispute | Closed-No Action | $225,000.00 | $0.00 | See FINRA Report |
| Andrew Gordon McDonald | 1142357 | 5 | 06/17/1998 | Customer Dispute | Closed-No Action | $167,000.00 | $0.00 | See FINRA Report |
| Andrew Gordon McDonald | 1142357 | 5 | 01/18/1998 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |