Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bruce Arthur Galbraith | 1412992 | 3 | 01/18/2024 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Peter Edward Cunningham | 2400211 | 9 | 07/09/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bruce Arthur Galbraith | 1412992 | 3 | 01/29/2021 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Mario Guiseppe Didomenico | 1827168 | 4 | 08/14/2020 | Customer Dispute | Settled | $14,999.00 | $0.00 | See FINRA Report |
| Jess Joel Miller | 4497780 | 1 | 08/01/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Peter Edward Cunningham | 2400211 | 9 | 08/14/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gary Jason Gonzalez | 4255202 | 3 | 02/28/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gary Jason Gonzalez | 4255202 | 3 | 06/07/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andrew Gordon McDonald | 1142357 | 5 | 09/02/2014 | Customer Dispute | Settled | $23,680.30 | $0.00 | See FINRA Report |
| Peter Edward Cunningham | 2400211 | 9 | 05/30/2012 | Customer Dispute | Settled | $437,635.00 | $0.00 | See FINRA Report |