Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janus Henderson Distributors US LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Annika Sam Neil | 7599953 | 1 | 01/27/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Samuel Eli Rodin | 7392726 | 1 | 04/02/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| George James Stanevich | 4361652 | 1 | 10/19/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen Christopher Fiacco | 4172668 | 1 | 05/28/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |