Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janus Henderson Distributors US LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Annika Sam Neil | 7599953 | 1 | 01/27/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Samuel Eli Rodin | 7392726 | 1 | 04/02/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Allen Watford | 7456170 | 1 | 07/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Scott Aronson | 4554240 | 1 | 05/20/2013 | Customer Dispute | Settled | $10,200,000.00 | $0.00 | See FINRA Report |
| Richard Leroy Szasz | 3021095 | 1 | 03/19/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| George James Stanevich | 4361652 | 1 | 10/19/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Donald William Elliott | 2261935 | 1 | 12/09/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stephen Christopher Fiacco | 4172668 | 1 | 05/28/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |