Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Samuel D Parker Jr | 1583674 | 1 | 06/03/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kimberly Ripoll | 2557442 | 1 | 05/10/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Morris Scott Gottesman | 1810075 | 3 | 12/08/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Austin Howle | 1284162 | 5 | 07/01/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Amanda Ton | 1532181 | 4 | 03/11/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Austin Howle | 1284162 | 5 | 04/01/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |