Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Samuel D Parker Jr | 1583674 | 1 | 06/03/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Austin Howle | 1284162 | 5 | 05/17/2024 | Customer Dispute | Pending | $499,999.00 | $0.00 | See FINRA Report |
| Patrick Michael Mendenhall | 1068809 | 4 | 01/12/2024 | Customer Dispute | Pending | $5,000,000.00 | $0.00 | See FINRA Report |
| George Wilson Howe | 2768019 | 3 | 10/10/2023 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Matthew Brooke West | 2554449 | 1 | 10/05/2023 | Customer Dispute | Pending | $3,000,000.00 | $0.00 | See FINRA Report |
| Patrick Michael Mendenhall | 1068809 | 4 | 10/05/2023 | Customer Dispute | Pending | $3,000,000.00 | $0.00 | See FINRA Report |
| Derek Su | 4121574 | 1 | 06/12/2023 | Customer Dispute | Pending | $2,200,000.00 | $0.00 | See FINRA Report |
| Gil Aaron Beer | 4910876 | 2 | 06/01/2022 | Customer Dispute | Withdrawn | $40,000.00 | $0.00 | See FINRA Report |
| Timothy Vaughn Myers | 1874522 | 1 | 06/01/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| George Wilson Howe | 2768019 | 3 | 12/10/2021 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |