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FINRA Broker Disclosures for Invicta Capital LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Invicta Capital LLC. Search or filter the database to find more about a specific broker.

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Displaying 6 out of 6 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Aimee Anne Toth5079628106/02/2017Customer DisputeSettled$750,000.00$0.00See FINRA Report
Scott Alan Lucas1489956201/04/2016Customer DisputeSettled$382,800.00$0.00See FINRA Report
Scott Alan Lucas1489956204/03/2012Customer DisputeFinal$300,000.00$0.00See FINRA Report
William Alfred Fritz1066872108/24/2009Customer DisputeSettled$302,000.00$0.00See FINRA Report
John Walton Simmons2106286112/10/2004Customer DisputeDenied$0.00$0.00See FINRA Report
Thomas Carlton Blair2180562203/22/2004Customer DisputeSettled$200,000,000.00$0.00See FINRA Report

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