Our Staff has compiled our research into a database of FINRA Broker Disclosures for Invicta Capital LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Aimee Anne Toth | 5079628 | 1 | 06/02/2017 | Customer Dispute | Settled | $750,000.00 | $0.00 | See FINRA Report |
Scott Alan Lucas | 1489956 | 2 | 01/04/2016 | Customer Dispute | Settled | $382,800.00 | $0.00 | See FINRA Report |
Scott Alan Lucas | 1489956 | 2 | 04/03/2012 | Customer Dispute | Final | $300,000.00 | $0.00 | See FINRA Report |
William Alfred Fritz | 1066872 | 1 | 08/24/2009 | Customer Dispute | Settled | $302,000.00 | $0.00 | See FINRA Report |
John Walton Simmons | 2106286 | 1 | 12/10/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Thomas Carlton Blair | 2180562 | 2 | 03/22/2004 | Customer Dispute | Settled | $200,000,000.00 | $0.00 | See FINRA Report |