Our Staff has compiled our research into a database of FINRA Broker Disclosures for Invicta Capital LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Eric Dominguez | 4196379 | 1 | 08/29/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Aimee Anne Toth | 5079628 | 1 | 06/02/2017 | Customer Dispute | Settled | $750,000.00 | $0.00 | See FINRA Report |
| Scott Alan Lucas | 1489956 | 2 | 01/04/2016 | Customer Dispute | Settled | $382,800.00 | $0.00 | See FINRA Report |
| Scott Alan Lucas | 1489956 | 2 | 04/03/2012 | Customer Dispute | Final | $300,000.00 | $0.00 | See FINRA Report |
| Ian Thomas Chester | 6188563 | 1 | 03/02/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Alfred Fritz | 1066872 | 1 | 08/24/2009 | Customer Dispute | Settled | $302,000.00 | $0.00 | See FINRA Report |
| Joshua Luke Martinez | 4848084 | 1 | 06/23/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Walton Simmons | 2106286 | 1 | 12/10/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Carlton Blair | 2180562 | 2 | 03/22/2004 | Customer Dispute | Settled | $200,000,000.00 | $0.00 | See FINRA Report |
| Kristin Marie Pearson | 4522677 | 1 | 05/12/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |