Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Jorge Alberto Maldonado | 3239238 | 6 | 07/22/2020 | Customer Dispute | Withdrawn | $66,972.00 | $0.00 | See FINRA Report |
Louis Armand Rodriguez Nader | 826358 | 35 | 09/05/2018 | Customer Dispute | Withdrawn | $245,000.00 | $0.00 | See FINRA Report |
Louis Armand Rodriguez Nader | 826358 | 35 | 05/10/2018 | Customer Dispute | Withdrawn | $22,055.30 | $0.00 | See FINRA Report |
Manuel Alfonso Gonzalez Hinds | 2375689 | 24 | 11/20/2017 | Customer Dispute | Withdrawn | $335,000.00 | $0.00 | See FINRA Report |