Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Raul Juan Escudero Villeta | 1357156 | 36 | 04/19/2018 | Customer Dispute | Closed-No Action | $72,437.00 | $0.00 | See FINRA Report |
| Manuel Alfonso Gonzalez Hinds | 2375689 | 24 | 06/16/2016 | Customer Dispute | Closed-No Action | $1,150,000.00 | $0.00 | See FINRA Report |
| Jaime R Santiago Echandi | 2464033 | 24 | 06/16/2016 | Customer Dispute | Closed-No Action | $1,150,000.00 | $0.00 | See FINRA Report |
| Manuel Alfonso Gonzalez Hinds | 2375689 | 24 | 09/08/2006 | Customer Dispute | Closed-No Action | $6,232.22 | $0.00 | See FINRA Report |
| Louis Armand Rodriguez Nader | 826358 | 35 | 12/29/1997 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |