Our Staff has compiled our research into a database of FINRA Broker Disclosures for Great American Investors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Ronald Crain Stith | 436808 | 4 | 07/23/2013 | Customer Dispute | Settled | $450,000.00 | $0.00 | See FINRA Report |
Edward Nelson Colburn | 1079357 | 4 | 03/08/2013 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
Edward Nelson Colburn | 1079357 | 4 | 10/26/2012 | Customer Dispute | Settled | $122,000.00 | $0.00 | See FINRA Report |
Ronald Crain Stith | 436808 | 4 | 05/28/1998 | Customer Dispute | Closed-No Action | $88,350.00 | $0.00 | See FINRA Report |