Our Staff has compiled our research into a database of FINRA Broker Disclosures for Great American Investors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dawn Lucile Stith | 4033479 | 1 | 04/12/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ronald Crain Stith | 436808 | 4 | 07/23/2013 | Customer Dispute | Settled | $450,000.00 | $0.00 | See FINRA Report |
| Edward Nelson Colburn | 1079357 | 4 | 03/08/2013 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Edward Nelson Colburn | 1079357 | 4 | 10/26/2012 | Customer Dispute | Settled | $122,000.00 | $0.00 | See FINRA Report |
| Edward Nelson Colburn | 1079357 | 4 | 06/11/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Nelson Colburn | 1079357 | 4 | 08/30/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Philip Heller | 3139370 | 1 | 04/03/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ronald Crain Stith | 436808 | 4 | 02/07/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ronald Crain Stith | 436808 | 4 | 02/01/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ronald Crain Stith | 436808 | 4 | 05/28/1998 | Customer Dispute | Closed-No Action | $88,350.00 | $0.00 | See FINRA Report |