Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Devin J Garofalo | 4853435 | 2 | 04/08/2024 | Customer Dispute | Denied | $216,806.00 | $0.00 | See FINRA Report |
| Alex Ethan Hendrickson | 4485648 | 1 | 08/21/2015 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Alan Torrence Dawkins | 3000130 | 1 | 07/24/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Devin J Garofalo | 4853435 | 2 | 06/21/2011 | Customer Dispute | Denied | $9,500.00 | $0.00 | See FINRA Report |
| Steven Gary Prestyly | 1674837 | 2 | 08/23/2004 | Customer Dispute | Denied | $106,000.00 | $0.00 | See FINRA Report |
| Louis B Warren Jr | 2921969 | 1 | 08/13/2004 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |