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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 9 out of 9 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Devin J Garofalo4853435204/08/2024Customer DisputeDenied$216,806.00$0.00See FINRA Report
Alex Ethan Hendrickson4485648108/21/2015Customer DisputeDenied$6,000.00$0.00See FINRA Report
Alan Torrence Dawkins3000130107/24/2012Customer DisputeDenied$0.00$0.00See FINRA Report
Devin J Garofalo4853435206/21/2011Customer DisputeDenied$9,500.00$0.00See FINRA Report
Steven Gary Prestyly1674837208/23/2004Customer DisputeDenied$106,000.00$0.00See FINRA Report
Louis B Warren Jr2921969108/13/2004Customer DisputeDenied$10,000.00$0.00See FINRA Report
Merrick Green Burleson845182404/06/2004Customer DisputeSettled$564,000.00$0.00See FINRA Report
Merrick Green Burleson845182401/07/2002Customer DisputeSettled$300,000.00$0.00See FINRA Report
Merrick Green Burleson845182407/17/2001Customer DisputeSettled$760,000.00$0.00See FINRA Report

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