Our Staff has compiled our research into a database of FINRA Broker Disclosures for BOFA Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tanner Casey Di Lello | 6503598 | 1 | 05/15/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Fishman | 5859012 | 1 | 03/17/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Navdeep Singh Singh Oberoi | 2032280 | 1 | 01/30/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bret Kantor Kossman | 4585808 | 1 | 01/30/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Jerome Quinn | 5740182 | 1 | 12/31/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Oscar Anota | 2608283 | 1 | 09/15/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |