Our Staff has compiled our research into a database of FINRA Broker Disclosures for BOFA Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Thomas Moynihan | 4553207 | 1 | 09/05/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ryan Austin Sosnader | 6507174 | 1 | 12/24/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Connor Edward Briggs | 6677890 | 1 | 07/13/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Garrit James Leicht | 6509590 | 1 | 05/31/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Evan J Parker | 6674443 | 1 | 04/12/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Anthony Guardino | 2907957 | 1 | 03/18/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jonathan Dylan Hobert | 7001660 | 1 | 02/28/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Earl Patrick Burke | 7667981 | 1 | 08/13/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jamar Anthony Griffin | 6921287 | 4 | 11/03/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kathleen Elizabeth Pitaksit | 6346334 | 1 | 03/08/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |