Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Seth Waltman | 4681412 | 2 | 12/08/2014 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Scott Michael Bremus | 4073006 | 5 | 06/01/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |