Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Michael Bremus | 4073006 | 5 | 10/06/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Seth Waltman | 4681412 | 2 | 07/14/2022 | Customer Dispute | Pending | $318,168.00 | $0.00 | See FINRA Report |
| Scott Michael Bremus | 4073006 | 5 | 10/01/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Alexander Jones | 5835712 | 1 | 12/18/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Parker | 4608025 | 1 | 12/10/2014 | Customer Dispute | Denied | $7,600.00 | $0.00 | See FINRA Report |
| Seth Waltman | 4681412 | 2 | 12/08/2014 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Scott Michael Bremus | 4073006 | 5 | 06/01/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Scott Michael Bremus | 4073006 | 5 | 06/30/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregory Lewis Stephens | 2394057 | 1 | 01/09/2003 | Customer Dispute | Denied | $52,000.00 | $0.00 | See FINRA Report |
| Scott Michael Bremus | 4073006 | 5 | 05/01/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |