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FINRA Broker Disclosures for Vntr Securities LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Vntr Securities LLC. Search or filter the database to find more about a specific broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Nicholas Sunil Gupta2813131204/25/2019Customer DisputeWithdrawn$150,000.00$0.00See FINRA Report
William Lawrence Barkow2660220205/12/2003Customer DisputeDenied$21,900.00$0.00See FINRA Report
Nicholas Sunil Gupta2813131204/20/2000Customer DisputeDenied$15,000.00$0.00See FINRA Report

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