Our Staff has compiled our research into a database of FINRA Broker Disclosures for Vntr Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nicholas Sunil Gupta | 2813131 | 2 | 04/25/2019 | Customer Dispute | Withdrawn | $150,000.00 | $0.00 | See FINRA Report |
| William Lawrence Barkow | 2660220 | 2 | 03/14/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Lawrence Barkow | 2660220 | 2 | 05/12/2003 | Customer Dispute | Denied | $21,900.00 | $0.00 | See FINRA Report |
| Nicholas Sunil Gupta | 2813131 | 2 | 04/20/2000 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Yaritza Bermudez | 4756452 | 1 | 11/10/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |