Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| J Richard Matheis | 869179 | 3 | 06/23/2021 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| J Richard Matheis | 869179 | 3 | 10/31/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kris Alan Persinger | 1741875 | 2 | 06/13/2000 | Customer Dispute | Denied | $6,491.00 | $0.00 | See FINRA Report |