Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| J Richard Matheis | 869179 | 3 | 06/23/2021 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Timothy John Hawkins | 4064503 | 2 | 07/25/2013 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Timothy John Hawkins | 4064503 | 2 | 09/15/2008 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Stephen Edward Hamilton | 856214 | 2 | 10/13/2005 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| J Richard Matheis | 869179 | 3 | 10/31/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen Edward Hamilton | 856214 | 2 | 05/07/2001 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Kris Alan Persinger | 1741875 | 2 | 06/13/2000 | Customer Dispute | Denied | $6,491.00 | $0.00 | See FINRA Report |
| Kris Alan Persinger | 1741875 | 2 | 11/04/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |