Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brent Devon Hablutzel | 4749339 | 3 | 10/06/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel David Ellis | 3124326 | 1 | 04/27/2016 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jared Alan Powell | 4675735 | 1 | 02/11/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brent Devon Hablutzel | 4749339 | 3 | 05/11/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Martin Tory Streetman | 3172874 | 2 | 02/08/2011 | Customer Dispute | Denied | $5,800.00 | $0.00 | See FINRA Report |
| Gregory Scott Jackson | 2189244 | 2 | 02/25/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Seth Jerome Gunderson | 4574972 | 2 | 02/28/2008 | Customer Dispute | Denied | $400,000.00 | $0.00 | See FINRA Report |
| Gary Alan Mangelsdorf | 1550141 | 1 | 04/30/2007 | Customer Dispute | Denied | $48,687.00 | $0.00 | See FINRA Report |
| Gregory Scott Jackson | 2189244 | 2 | 01/29/2002 | Customer Dispute | Denied | $11,124.20 | $0.00 | See FINRA Report |