Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Teddy R Ezzell | 1527524 | 2 | 04/08/2024 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Teddy R Ezzell | 1527524 | 2 | 02/08/2024 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Brent Devon Hablutzel | 4749339 | 3 | 10/06/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brent Devon Hablutzel | 4749339 | 3 | 07/05/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jonathan David White | 5882055 | 1 | 02/22/2022 | Customer Dispute | Settled | $178,909.00 | $0.00 | See FINRA Report |
| Daniel David Ellis | 3124326 | 1 | 04/27/2016 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jared Alan Powell | 4675735 | 1 | 02/11/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Ray Hinkle | 838034 | 1 | 01/12/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brent Devon Hablutzel | 4749339 | 3 | 05/11/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Lynn Marie Gill | 4566764 | 1 | 06/11/2014 | Customer Dispute | Closed-No Action | $17,123.50 | $0.00 | See FINRA Report |