Our Staff has compiled our research into a database of FINRA Broker Disclosures for Landolt Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Giuseppe Del Vecchio | 4623756 | 3 | 05/17/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Ting Kuo Chen | 2394916 | 2 | 05/11/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Jason Edward Seurer | 2541616 | 13 | 03/25/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Jason Nicholas Slezak | 2423323 | 5 | 10/15/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |