Our Staff has compiled our research into a database of FINRA Broker Disclosures for Landolt Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Donald Trendley McKiernan | 1305965 | 3 | 12/31/2022 | Customer Dispute | Denied | $856,443.00 | $0.00 | See FINRA Report |
Bret Clinton Schaefer | 2577117 | 8 | 05/27/2021 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
Bret Clinton Schaefer | 2577117 | 8 | 02/02/2017 | Customer Dispute | Denied | $125,208.00 | $0.00 | See FINRA Report |
Ting Kuo Chen | 2394916 | 2 | 12/02/2008 | Customer Dispute | Denied | $28,716.60 | $0.00 | See FINRA Report |
Bret Clinton Schaefer | 2577117 | 8 | 07/13/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Jason Edward Seurer | 2541616 | 13 | 11/29/2002 | Customer Dispute | Denied | $75,000.00 | $0.00 | See FINRA Report |