Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joshua Mason Lavigueure | 7433179 | 2 | 08/09/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dustin Joe Lee Engle | 7307443 | 1 | 03/20/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joshua Mason Lavigueure | 7433179 | 2 | 03/25/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Brian Hebets | 5369475 | 1 | 07/24/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mitchell Stanton Everett | 5765180 | 1 | 07/09/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert James Miller | 1260606 | 2 | 05/07/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Cory James McCune | 5701223 | 1 | 05/08/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jason Colin Patrick | 5001982 | 1 | 11/07/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen Douglas Evans | 4701021 | 1 | 01/03/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Pamela Sue Espinosa | 5865661 | 2 | 05/04/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |