Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ashley W Caudle | 5005415 | 1 | 09/13/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kenneth Kyle Knox | 4430828 | 3 | 09/13/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| August David Consiglio | 1516553 | 1 | 01/03/2023 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Frank Phillip Hill | 2208115 | 1 | 05/31/2022 | Customer Dispute | Denied | $325,000.00 | $0.00 | See FINRA Report |
| Kevin Michael Dick | 2928617 | 1 | 10/29/2021 | Customer Dispute | Denied | $62,569.00 | $0.00 | See FINRA Report |
| Joseph William Moyer | 1020245 | 8 | 03/29/2021 | Customer Dispute | Denied | $189,000.00 | $0.00 | See FINRA Report |
| Eric Stephen Matthew Kee | 2718062 | 1 | 09/15/2020 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| William Robert Gese | 2975861 | 1 | 06/29/2020 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Kenneth Kyle Knox | 4430828 | 3 | 06/10/2020 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| David Ryan Shober | 4501238 | 1 | 04/15/2020 | Customer Dispute | Denied | $5,554.00 | $0.00 | See FINRA Report |