Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Duane Kevin Shumaker | 2744735 | 1 | 11/15/2018 | Customer Dispute | Settled | $30,777.00 | $0.00 | See FINRA Report |
| Michael Raymond Frager | 1230622 | 11 | 12/21/2001 | Customer Dispute | Settled | $4,200.00 | $0.00 | See FINRA Report |
| Michael Raymond Frager | 1230622 | 11 | 04/17/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Raymond Frager | 1230622 | 11 | 05/01/2000 | Customer Dispute | Settled | $15,000,000.00 | $0.00 | See FINRA Report |
| Michael Raymond Frager | 1230622 | 11 | 05/20/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Raymond Frager | 1230622 | 11 | 11/11/1994 | Customer Dispute | Settled | $44,000.00 | $0.00 | See FINRA Report |
| Michael Raymond Frager | 1230622 | 11 | 09/01/1994 | Customer Dispute | Settled | $48,488.00 | $0.00 | See FINRA Report |
| Michael Raymond Frager | 1230622 | 11 | 08/12/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Raymond Frager | 1230622 | 11 | 08/04/1994 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |