Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Brooks Brydges | 2719756 | 4 | 07/27/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Brooks Brydges | 2719756 | 4 | 03/03/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Brooks Brydges | 2719756 | 4 | 10/11/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kozen Edward Tsukamoto | 4500292 | 1 | 09/23/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Joseph Breslin | 3252236 | 3 | 01/02/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |