Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stifel Independent Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alex Marcus David | 2421489 | 1 | 03/16/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Patrick John Wittekind | 1660864 | 2 | 10/09/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Scott Alan Latshaw | 2270958 | 6 | 04/12/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |