Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stifel Independent Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Emmett Dewitt Newton | 1645743 | 3 | 12/07/2006 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Emmett Dewitt Newton | 1645743 | 3 | 04/11/2006 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Scott Alan Latshaw | 2270958 | 6 | 07/05/2000 | Customer Dispute | Closed-No Action | $6,864.00 | $0.00 | See FINRA Report |
| Scott Alan Latshaw | 2270958 | 6 | 05/01/2000 | Customer Dispute | Closed-No Action | $12,000.00 | $0.00 | See FINRA Report |
| Cynthia Maresca Boyle | 842081 | 1 | 03/05/1999 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |