Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jonathan David Heppner | 7483058 | 1 | 03/01/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Angelina Maria McLane | 7273244 | 1 | 01/13/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Vaughn Badenhorst | 5726579 | 5 | 10/01/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dana Paul Thornton | 7370252 | 1 | 03/13/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |