Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Vaughn Badenhorst | 5726579 | 5 | 03/17/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Vaughn Badenhorst | 5726579 | 5 | 03/17/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Vaughn Badenhorst | 5726579 | 5 | 03/17/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Vaughn Badenhorst | 5726579 | 5 | 03/17/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory William Glynn | 5892880 | 3 | 06/07/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Joseph | 4393016 | 2 | 01/04/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Nicole Brandon Wheelock | 6753733 | 1 | 12/09/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lisan Nicola Michelle Burney | 7747549 | 1 | 05/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cally Dean Weight | 6530308 | 1 | 03/20/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Leif Vanhala | 7426870 | 3 | 12/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |