Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Hallie Jordan Dena | 6643587 | 1 | 08/26/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eric Edward Johnson | 6308744 | 1 | 04/11/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Matthew Naiman | 5533953 | 1 | 04/10/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gary Sussman | 4513423 | 1 | 05/13/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul Eugene Moore | 6634173 | 1 | 05/05/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |