Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Foster Huisinga | 4499347 | 2 | 01/20/2021 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Jeffrey Robert Hackbarth | 5481113 | 1 | 09/15/2020 | Customer Dispute | Denied | $16,000.00 | $0.00 | See FINRA Report |
| Alfonso Leo Valdez | 4742483 | 1 | 05/29/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Casey Dettorre | 5311424 | 1 | 09/01/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Hallie Jordan Dena | 6643587 | 1 | 08/26/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Foster Huisinga | 4499347 | 2 | 12/12/2011 | Customer Dispute | Denied | $32,171.40 | $0.00 | See FINRA Report |
| Diane Powell Zing | 5294493 | 1 | 07/13/2010 | Customer Dispute | Denied | $27,561.20 | $0.00 | See FINRA Report |
| Keegan James Tanghe | 4819501 | 1 | 04/21/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Eric Edward Johnson | 6308744 | 1 | 04/11/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Matthew Naiman | 5533953 | 1 | 04/10/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |