Our Staff has compiled our research into a database of FINRA Broker Disclosures for L.M. Kohn & Company. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Janice Ann Williams-Mayhew | 229337 | 2 | 03/22/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Kenneth Rubenstein | 2514293 | 3 | 04/11/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Kenneth Rubenstein | 2514293 | 3 | 07/29/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher Fredrick Rueger | 2668953 | 2 | 07/29/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael James Donnellan | 2052675 | 2 | 04/09/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |