Our Staff has compiled our research into a database of FINRA Broker Disclosures for L.M. Kohn & Company. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bradley Thomas Lott | 2681624 | 2 | 10/17/2011 | Customer Dispute | Settled | $800,000.00 | $0.00 | See FINRA Report |
| Robert Bryan Fitzpatrick | 721552 | 22 | 10/26/2010 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Mark Allen Calice | 38441 | 3 | 12/19/2006 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Larry Michael Kohn | 1063493 | 2 | 10/23/2006 | Customer Dispute | Closed-No Action | $213,328.00 | $0.00 | See FINRA Report |
| Janice Ann Williams-Mayhew | 229337 | 2 | 04/12/2006 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Robert Bryan Fitzpatrick | 721552 | 22 | 09/14/2004 | Customer Dispute | Settled | $149,600.00 | $0.00 | See FINRA Report |
| Robert Bryan Fitzpatrick | 721552 | 22 | 06/24/2004 | Customer Dispute | Settled | $8,000.00 | $0.00 | See FINRA Report |
| Robert Bryan Fitzpatrick | 721552 | 22 | 11/24/2003 | Customer Dispute | Award / Judgment | $46,000.00 | $41,900.00 | See FINRA Report |
| Mark Allen Calice | 38441 | 3 | 02/21/2003 | Customer Dispute | Denied | $49,000.00 | $0.00 | See FINRA Report |
| Robert Bryan Fitzpatrick | 721552 | 22 | 02/19/2003 | Customer Dispute | Denied | $332,000.00 | $0.00 | See FINRA Report |