Our Staff has compiled our research into a database of FINRA Broker Disclosures for Zanbato Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Taylor Brown | 5801839 | 4 | 03/06/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stephen Taylor Brown | 5801839 | 4 | 03/01/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stephen Taylor Brown | 5801839 | 4 | 12/08/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |