Our Staff has compiled our research into a database of FINRA Broker Disclosures for Zanbato Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Taylor Brown | 5801839 | 4 | 03/06/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stephen Taylor Brown | 5801839 | 4 | 03/01/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Arnav Guleria | 5806548 | 1 | 08/24/2015 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |
| Stephen Taylor Brown | 5801839 | 4 | 05/06/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Taylor Brown | 5801839 | 4 | 12/08/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jack Giacomo Monopoli | 1718078 | 1 | 01/11/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Richard Sanchez | 1888936 | 1 | 11/07/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |