Our Staff has compiled our research into a database of FINRA Broker Disclosures for Mutual of America Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward Felix | 7618445 | 2 | 02/21/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Edward Felix | 7618445 | 2 | 01/06/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Raven Gabrielle Moyal | 6356681 | 1 | 08/07/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Samantha Meade Gillette | 4415568 | 3 | 07/10/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Samantha Meade Gillette | 4415568 | 3 | 05/08/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Samantha Meade Gillette | 4415568 | 3 | 10/28/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Xiomara J La Grenade | 4128334 | 2 | 07/12/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Walter Mannix | 5409333 | 1 | 12/02/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Juan Ramon Huerta | 5454452 | 1 | 04/28/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian John Keogh | 2303489 | 1 | 07/26/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |