Our Staff has compiled our research into a database of FINRA Broker Disclosures for Mutual of America Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ivan Bruce Gregory | 4984456 | 1 | 05/19/2014 | Customer Dispute | Denied | $8,030.00 | $0.00 | See FINRA Report |
| Christopher William Conway | 4662645 | 1 | 02/24/2011 | Customer Dispute | Settled | $19,004.10 | $0.00 | See FINRA Report |
| Ian Paul Dumont | 2762526 | 1 | 06/26/2000 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Gary Scott Johanson | 1509440 | 1 | 12/11/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |